Clayton Flathers
Financial Advisor
Clayton K. Flathers is a Wealth Planner at Flathers Wealth Management, an independent financial and wealth management practice located in Dallas, TX. Clay, together with his son Collin, along with a team of Investment Advisors and Wealth Planners throughout Dallas, Fort Worth, Lubbock, Houston and Kansas City provide comprehensive financial services to individuals, families, business owners and executives of Fortune 500 companies. His commitment is to help improve long-term financial success by delivering a strong combination of over thirty years' experience and professional client services that includes investment advice and planning, retirement income and distribution planning, family and corporate wealth planning, and tax reduction planning.
Clay is an active member of the Financial Services Institute – lending his voice, knowledge and expertise as an independent Financial Advisor through a network of individuals whose goal is to provide all individuals, families and groups access to competent financial advice, products and services delivered through an independent financial advisor affiliated with an independent financial services firm. He holds his FINRA Series 7, 24, 53, 63, 65 registrations, LUTCF (Life Underwriting Training Council Fellow) designation, as well as his life, health, disability and annuity insurance licenses.
Clay is committed to always putting his clients' needs and objectives first. As a result of his ongoing efforts, he has earned recognition from his broker-dealer as a member of SagePoint Financial's Leader's Council.*
Additionally, Clay is a Registered Principal of SagePoint Financial, Inc. and acts as an OSJ (Office of Supervisory Jurisdiction), responsible for assuring that all advisors and administrative staff under his supervision are in compliance with all federal, state, and FINRA rules and regulations, as well as all SagePoint Financial policies and procedures.
*Membership in SagePoint Financial's Leader's Council is based on a financial advisor's Annual Gross Dealer Commissions and does not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client's evaluation.
Neither SagePoint Financial, Inc., nor its registered representatives, offer tax or legal advice.
